Colorectal cancer (CRC) has been extensively molecularly characterized in recent years. In addition to the understanding of biologic hallmarks of the disease, the ultimate goal of these studies was to provide tools that could allow us to differentiate subgroups of CRC with prognostic and predictive implications. So far, subtype classification has been largely driven by well-described features: (1) defective mismatch repair resulting in higher mutation rate; (2) cellular proliferation along with chromosomal instability and copy number aberrations; and (3) an invasive stromal phenotype mainly driven by TGF-β linked to epithelial-mesenchymal transition. Recent studies have outlined the complexity of CRC at the gene expression level, confirming how heterogeneous the disease is beyond currently validated parameters, namely KRAS, BRAF mutations and microsatellite instability. In fact, adopting an extended mutation profile upfront, which includes nonrecurrent KRAS, NRAS, and PIK3CA gene variants, likely improves outcomes. In this article, we review the current trends of translational research in CRC, summarize ongoing genomically driven clinical trials, and describe the challenges for defining a comprehensive, robust, and reproducible disease classification system that links molecular features to personalized medicine. We believe that identification of CRC subtypes based on integrative genomic analyses will provide a better guide for patient stratification and for rational design of drugs targeting specific pathways.

KEY POINTS

Biologic hallmarks of colorectal cancer include deficient mismatch repair, chromosomal instability, and epithelial-mesenchymal transition at variable levels of activation. The knowledge on driver genomic events has already been translated into drug development and biomarker discovery.

Integrative genomic studies revealed the complexity of molecular heterogeneity of colorectal cancer. A comprehensive disease classification system that links molecular features to personalized medicine is still missing.

An extended mutation profile of colorectal cancer that includes KRAS, NRAS, BRAF, and PIK3CA genes allows patient stratification into clinical trials with matched targeted therapies. In addition, avoiding the detrimental effect of anti-EGFR treatment in specific clinical and genomic contexts likely improves patient outcomes.

“Liquid biopsies” (circulating tumor DNA) allow identification of primary or acquired resistance mechanisms to targeted agents. Their successful application in colorectal cancer studies will hopefully assist in patient care.

C olorectal cancer (CRC) is a leading cause of cancer morbidity and mortality worldwide.1 As one of the first solid tumors to be classified on the basis of molecular profiling, extensive investigations have uncovered several critical genes and pathways relevant to the initiation and progression of CRC. Vogelstein et al described the traditional model of progressive stepwise accumulation of genetic and epigenetic events leading to adenoma and carcinoma formation.2 This model provided insights into the role of alterations in the main oncogenes (e.g., KRAS, NRAS, BRAF, PIK3CA) and tumor suppressor genes (e.g., APC, TP53, and PTEN) in the biology of CRC. Key pathways that have been implicated in CRC development include Wnt/ß-catenin, transforming growth factor beta (TGF-ß), epidermal growth factor receptor (EGFR, HER1), downstream mitogen-activated protein kinase (MAPK), and phosphoinositide 3-kinase (PI3K) signaling activation.3

Originally, CRCs were biologically classified into those with microsatellite instability (MSI), caused by defective function of DNA mismatch repair system, and those that were microsatellite stable but had chromosomal instability (CIN), representing the majority of the tumors. We learned that the MSI subtype of CRC has a clear molecular origin (MLH1, MLH3, MSH2, MSH3, MSH6, or PMS2 inactivation) arising on a hereditary or sporadic background, and a specific clinicopathological phenotype (women, older age at diagnosis in sporadic cases, right-sided location, poor differentiation, mucinous and inflammatory features, and enriched with BRAF mutations). In addition, MSI has significant favorable prognostic effects in early-stage disease.4 On the other hand, CIN tumors present genomic instability in the form of aneuploidy, reflecting a wide range of chromosomal gains and losses, and are highly heterogeneous in their clinicopathological and prognostic characteristics.3 Subsequently, another classification system based on methylation status in different markers identified the tumors as CpG island methylation phenotype (CIMP) high (CIMP-H), low, or negative, adding another layer of complexity to CRC classification.5 As the majority of sporadic MSI tumors is CIMP-H and has epigenetic inactivation of MLH1 as the driver event, there is a lot of overlap between the CIMP and MSI phenotypes.4

The most detailed and comprehensive molecular analysis of CRC until now has been conducted by The Cancer Genome Atlas Network.6 Based on mutation rate, tumors were divided into hypermutated and nonhypermutated. The hypermutated group had somatic events in either mismatch-repair genes—frequently captured by MSI/CIMP-H status— or in a related DNA repair gene (such as POLE). In contrast, the group of nonhypermutated CRC had significantly more gene copy number alterations and TP53 mutations, which characterize CIN tumors. Of note, BRAF and TGFBR2 mutations were found in about 50% of hypermutated samples and less than 5% of nonhypermutated CRC. Additionally, KRAS and PIK3CA mutations dominated MAPK/PI3K pathways activation in nonhypermutated subtype. Despite these differences, activation of the Wnt pathway and inactivation of TGF-ß signaling resulting in increased activity of transcription factor MYC are nearly ubiquitous events in CRC. Aberrations in the receptor tyrosine kinase ERBB family genes were also recurrently observed in both subtypes, including HER2 amplification in a small subset of samples.6

This knowledge has already translated into drug development and biomarker discovery. A noticeable example is the clinical use of monoclonal antibodies (mAbs) targeting EGFR and selection of patients based on downstream pathway aberrations.7 Activating KRAS mutations predict resistance to anti-EGFR mAbs, but a substantial proportion of patients whose tumors harbor wild-type KRAS status do not benefit from such targeted therapy. Figure 1A summarizes the current knowledge on de novo resistance to cetuximab and panitumumab in CRC. Quadruple-negative tumors (KRAS/NRAS/BRAF/PIK3CA wild-type), which represent as many as 25% of CRCs, are more likely to respond.8 In addition to aberrations downstream of EGFR, other genomic events that have been associated with resistance to anti-EGFR mAbs include HER2 and MET amplification.9,10 Remarkably, these aberrations are found with increased frequency in metastatic samples of patients with KRAS wild-type CRC after progression to targeted EGFR therapy, as illustrated in Fig. 1B. Recently, KRAS mutations were also found to emerge in a large proportion of tumor biopsies and circulating tumor DNA (ctDNA) from patients with secondary resistance to anti-EGFR mAbs.11,12 Moreover, an acquired EGFR ectodomain mutation (S492R) that prevents cetuximab (but not panitumumab) binding has been recurrently identified in cetuximab-treated CRC samples with secondary resistance, suggesting a clonal selection process achieved under treatment pressure as the major determinant of the final clinical outcome.13 When considering matched primary and metastatic samples not previously exposed to targeted agents, mutational status is highly concordant for KRAS, NRAS, BRAF, PIK3CA and TP53, exceeding 90%, as these are early events in carcinogenesis.14 In fact, the effectiveness of the anti-EGFR mAbs in KRAS wild-type CRC has largely been documented in trials that identified genetic mutations in archived diagnostic samples rather than new biopsies from metastatic lesions. Importantly, somatic mutations in KRAS, NRAS and BRAF tend to be mutually exclusive.7

When it comes to gene expression profiles, the recent work of different groups that defined intrinsic subtypes of CRC with an unsupervised approach underscore the marked heterogeneity of the disease.6,15-22 In contrast with breast cancer, an integrative and clinically informative molecular classification system could not be identified. In this manuscript, we examine the complexity of CRC beyond currently validated parameters, namely MSI status, KRAS and BRAF somatic mutations. Our intention is to integrate and conciliate, when possible, information from different genomic platforms with the purpose of translating this field of growing knowledge into useful clinical applications for patients with CRC in the near future.

Research Trends
Focusing on druggable genomic aberrations.

After advances in multiplexed genotyping and massively parallel sequencing technologies, drug development of targeted agents in CRC is moving from the “one test-one drug” paradigm to a “genomically-stratified” model.23 This model engenders an up-front multicategorical approach that can be used to decide among different potential targeted treatments. As summarized in Table 1, genomically driven clinical trials in advanced CRC are selecting patients according to KRAS, BRAF, NRAS and PIK3CA mutation status. Based on preclinical data and early clinical trials, KRAS wild-type and quadruple-negative tumors are particularly sensitive to dual EGFR targeting (ERBB tyrosine kinase inhibitors added to anti-EGFR mAbs) and this strategy is undergoing clinical validation.24 The important role of compensatory PI3K pathway activation and HER3 signaling in the development of resistance to anti-EGFR mAbs has also been translated into clinical trials.25 In the setting of acquired resistance to cetuximab and panitumumab, second-generation anti-EGFR mAbs with increased receptor internalization/degradation potency and agents engineered to induce enhanced antibody dependent cell-mediated cytotoxicity (ADCC) are now available for clinical testing.26,27 Other promising strategies under investigation include HER2- and MET-targeted therapies in the context of acquired receptor amplification, or combination of anti-EGFR mAbs with MEK inhibitors to delay the emergence of KRAS mutated clones.9-12

Table

TABLE 1. Selected Genomically Driven Clinical Trials in Advanced Colorectal Cancer

Targeting KRAS-mutated CRC has proven particularly challenging. MEK inhibitors are the mainstay of therapy and combinations with anti-EGFR/HER3 or anti-insulin growth factor 1 receptor mAbs (IGFR1) are being explored, based on preclinical data showing that MEK inhibitor-induced activation of PI3K/AKT results from hyperactivation of these receptor tyrosine kinases.28 Hopefully, this vertical dual targeting approach will yield more promising clinical results than those provided by early trials with PI3K pathway inhibitors in combination with MEK inhibitors in KRAS mutated CRC.29,30 However, not all hotspot mutations in the KRAS gene may have the same biologic behavior. KRAS G13D allele is reported to bear a weaker transforming and pathway activation potency, and retrospective data suggest that, as opposed to the other active mutations, it may not confer resistance to cetuximab-based therapy.31,32 In addition, as ADCC induced by IgG1 mAbs is influenced by Fc gamma receptor (FcγR) polymorphisms, specific genotypes of FcγRIIa have been linked to clinical benefit with cetuximab even in KRAS mutated tumors.33 Prospective validation of these findings is underway.

BRAF inhibitors have demonstrated limited antitumor activity as single agents in BRAF V600E-mutated CRC.34 In combination with MEK inhibitors, clinical benefit increases slightly but is still low compared with the efficacy reported in melanomas.35 In CRC models, both in vitro and in vivo, inhibition of EGFR has a strong synergistic effect to BRAF targeting.36,37 The results of clinical trials investigating BRAF inhibitors combined with anti-EGFR mAbs with or without a third agent (MEK or PI3K pathway inhibitors) are highly anticipated. With regards to NRAS-mutated CRC, clinical investigation is centered on MEK inhibitors as single agents or in combination with PI3K pathway inhibitors, following the same direction of NRAS-mutated melanoma.38 In addition, for PIK3CA-mutated CRC without concurrent RAS/RAF mutations, PI3K pathway inhibitors plus anti-EGFR mAbs are under investigation.

Blockade of programmed death 1 (PD-1) and its receptor, an inhibitory receptor expressed by T cells, overcomes immune evasion and has demonstrated impressive clinical benefit in a variety of solid tumors. Interestingly, one of the longest complete remissions achieved with anti-PD-1 mAb therapy was documented in a patient with advanced MSI CRC.39 The link between MSI/hypermutated phenotype/immune infiltration and benefit with immune checkpoint inhibitors is intellectually sound and is undergoing clinical validation. Of note, emerging data indicate a poor prognosis for MSI colorectal tumors that progress to stage IV disease.40,41 The predominant role of BRAF mutations in this scenario is likely to be the main contributor of this worse outcome.

Clinical advances in metastatic CRC have not been easily translated to early stage disease. Examples include the lack of benefit of anti-EGFR mAbs in the adjuvant setting, irrespective of KRAS mutation status.42 Prospective observational studies and clinical trials have demonstrated that regular use of aspirin reduces the risk of developing adenomas and carcinomas.43 In addition, recent data from large observational studies and retrospective analysis of randomized clinical trials suggest a survival benefit of regular aspirin among patients with established CRC restricted to PIK3CA-mutated tumors.44,45 The mechanisms of the effect of aspirin on CRC development and progression, as well as the interaction with tumoral PIK3CA mutations, are poorly understood.43

Moving toward examining gene expression profiles.

Numerous gene expression signatures predicting high risk of recurrence in early stage CRC have been developed. These prognostic classifiers are the result of supervised techniques that train models in predefined groups of patients, mainly stage II disease (relapsed vs. nonrelapsed). Oncotype DX (expression of 12 genes measured in fixed paraffin-embedded tumor tissue and scores defining tumors as low, intermediate and high risk of recurrence) and ColoPrint (18 genes assessed in fresh frozen tumor tissue and a low- vs. high-risk classification system) have been validated in large datasets of patients with CRC. A common finding of these studies is the high degree of discordance in risk stratification between the gene expression profile and conventional prognostic clinicopathological factors.46,47 As expected, the majority of patients with MSI tumors were identified as low risk by gene expression profile. The performance of ColoPrint as a prognostic classifier in stage II CRC is being prospectively validated.

Recently, independent scientific groups applied unsupervised clustering methods to genome-wide data to define the intrinsic CRC subtypes under the hypothesis that the categorization of CRC based on molecular features would improve our understanding of the disease.6,15-22 Using diverse classification algorithms in different datasets, these studies identified up to six molecular subtypes of CRC. Some groups assigned names to each subtype according to histopathological or pathway enrichment correlates, as seen in Table 2.6,17,19-22 As depicted in Fig. 2, at least three subtypes were repeatedly identified: (1) MSI immune-activated, hypermutated (enriched for BRAF mutations) and CIMP-H; (2) CIN with epithelial proliferative features, upregulation of Wnt pathway and CIMP negative or low; (3) CIN with mesenchymal/invasive stromal phenotype, enriched in cancer stem cells.6,18,22 A critical cross-comparison of the different subtypes identified by each group reveals significant overlap in key clinical and molecular correlates. However, attempts to discern the underlying somatic drivers in each biologically distinct subtype have not been successful. For example, KRAS mutations are shared out among all subtypes, supporting the idea that KRAS-mutated CRC is highly heterogeneous at gene expression level. In addition, MSI and BRAF mutation status proved helpful for highlighting subtype characteristics, but are not sufficient to define boundaries between subtypes. Regarding prognosis, the MSI enriched clusters were repeatedly associated with better disease-free survival16,21,22 and the mesenchymal/invasive subtypes were correlated with advanced stage at diagnosis, poor differentiation of the tumor and significantly worse survival outcomes.16-22 TGF-β activation in the tumor microenvironment appears to be one of the most relevant programs in these tumors, confirming previous findings on its influence in stromal cells and metastasis initiation.48 Of note, most mesenchymal/stromal enriched tumors were classified as Oncotype Dx high risk.18,20 Furthermore, activation of a gene expression signature of epithelial-mesenchymal transition (where mesenchymal and epithelial markers are overexpressed and underexpressed, respectively) correlated with reduced benefit to adjuvant chemotherapy and anti-EGFR mAbs.18,19,22 Application of this molecular stratification to CRC cell line panels and overlaying pharmacologic response data for targeted therapies showed significant differences in sensitivity across cell lines assigned to different subtypes. Examples of the differences include increased response to aurora kinase inhibitors in epithelial proliferative CRC cells, MET inhibitors in those with mesenchymal features, and SRC/PI3K pathway inhibitors in cell lines with a MSI phenotype.16,19

Table

TABLE 2. Intrinsic Subtypes of Colorectal Cancer Based on Gene Expression Profile

Nevertheless, to guide clinical practice, there is a growing need to reconcile and confirm the existence of these subtypes. Members of the CRC research community have joined together in a consortium (Colorectal Cancer Subtyping Consortium—CRCSC) to assess and establish the molecular subtypes of CRC. This effort, coordinated by Sage Bionetworks, is motivated by the recent advances in this field, including the availability of several large public and nonpublic patient cohorts with molecular and clinical annotations. The consortium members have agreed to contribute and share their respective datasets to achieve the following goals: (1) to compare and validate the major published CRC subtypes; (2) to conduct an integrative analysis across the pooled datasets to describe a robust consensus of molecular subtypes; (3) to define the clinical and molecular hallmarks of these subtypes; (4) to correlate stable and recurrent subtypes with survival endpoints and response to adjuvant therapy; and (5) to establish a new paradigm within the research community for collaborative subtyping. The results are eagerly anticipated.

Take Home Messages
Extended mutation profile of the tumor can improve outcomes.

The research community must make sure that important findings from large clinical trials are getting across to medical oncologists treating patients with CRC. First, rather than assessing only KRAS (exon 2) mutations in the metastatic setting, clinicians should adopt a broader mutation profiling strategy upfront. There are clear reasons for doing so: (1) addition of panitumumab or cetuximab to first-line chemotherapy in anti-EGFR naive patients whose tumors harbored KRAS mutations beyond codons 12 and 13 or NRAS mutations was associated with a detrimental effect49,50; and (2) with regards to BRAF mutations as predictor of response to anti-EGFR mAbs, the evidence for lack of benefit in the first-line setting is not definitive,49,51 but the same detrimental outcome was seen with panitumumab added to chemotherapy in the second-line setting.52 Second, genomically-driven clinical trials with matched targeted therapies for KRAS, NRAS, BRAF and PIK3CA mutations offer promising treatment opportunities for patients with CRC. Third, moving to the adjuvant setting, two large studies linked aspirin and improved outcomes primarily in PIK3CA-mutated tumors.44,45 Finally, as an alternative to tumor biopsies, ctDNA profiling will likely be integrated into clinical trials. These circulating “liquid biopsies” may help identify primary or acquired resistance mechanisms to targeted agents and usually precede radiological evidence of tumor growth, which will hopefully assist inpatient care.11,12

Gene expression profile of the tumor will likely transform personalized CRC treatment.

Our current understanding of the genomic and epigenomic features of CRC, together with the identification of distinct molecularly defined subtypes based on gene expression profiles, highlights the complexity and heterogeneity of the disease. Each of these classification modalities provides different perspective on the same underlying biologic reality. The challenge now is to translate all these findings into a comprehensive, robust and reproducible CRC classification system linking molecular features to precision medicine.

To conclude, the successful clinical translation of prognostic gene expression signatures and molecular subtyping in breast cancer should serve as an example to the CRC community. Nevertheless, considering the heterogeneity of CRC, it is expected that the “one size fits all” prognostic signature approach may be difficult to implement. In addition, the differences among all independent unsupervised subtyping studies in CRC and the lack of unique driver events in each cluster suggest that common genomic aberrations already in clinical use will not accurately distinguish these intrinsic subtypes. The integrative analysis being performed by the CRCSC will hopefully conciliate disparities, integrate information from various platforms, and establish a robust consensus of molecular subtypes that becomes a tool for clinical use, providing a guide for patient stratification and for rational design of drugs targeting specific pathways.

© 2014 American Society of Clinical Oncology

Relationships are considered self-held and compensated unless otherwise noted. Relationships marked “L” indicate leadership positions. Relationships marked “I” are those held by an immediate family member; those marked “B” are held by the author and an immediate family member. Relationships marked “U” are uncompensated.

Employment or Leadership Position: None. Consultant or Advisory Role: Joseph G. Tabernero, Amgen; Bristol-Myers Squibb; Genentech; Merck KGaA; Millennium; Novartis; Onyx; Pfizer; Roche; Sanofi. Stock Ownership: None. Honoraria: Joseph G. Tabernero, Amgen; Merck KGaA; Novartis; Roche; Sanofi. Research Funding: None. Expert Testimony: None. Other Remuneration: None.

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ARTICLE CITATION

DOI: 10.14694/EdBook_AM.2014.34.91 American Society of Clinical Oncology Educational Book 34 (May 15, 2014) 91-99.

PMID: 24857065

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